Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Dec 2012)
    • CF4 Partner (AR) (since 19 Dec 2012)
    • (13)Employed By (since 19 Dec 2012)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (22 Nov 2004 to 7 Sep 2005)
    • CF1 Director (AR) (31 Oct 2004 to 7 Sep 2005)
  • Synergie Financial Partnerships Ltd (no longer approved here)

    FRN 220558

    • (10)Employed By (26 Oct 2004 to 7 Sep 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.