Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 27 Jun 2024)
    • SMF3 Executive Director (since 21 Jan 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (14 Feb 2006 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2002 to 30 Sep 2003)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.