Nigel Peter Broom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MCB Financial Services Limited
FRN 608405
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 11 Oct 2021)
Age Partnership Limited (no longer approved here)
FRN 425432
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2020)
SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 186616
- CF21 Investment Adviser (25 Mar 2003 to 1 Feb 2006)
Crossley MacKenzie IFA (2769) (no longer approved here)
FRN 152643
- Employed By (10 Sep 1999 to 14 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.