Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Mar 2019)
- CF30 Customer (since 21 Mar 2019)
- CF30 Customer (4 Sep 2014 to 8 Feb 2016)
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Mortgage Advice Bureau Limited
FRN 455545
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Nov 2013)
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Aimpoint Wealth Partners Ltd
FRN 836431
- (1)Employed By (since 21 Mar 2019)
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Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 7 Nov 2013)
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- CF30 Customer (1 Apr 2014 to 9 Oct 2014)
- CF11 Money Laundering Reporting (1 Apr 2014 to 27 May 2014)
- CF1 Director (1 Apr 2014 to 27 May 2014)
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- CF30 Customer (11 Mar 2013 to 10 Oct 2013)
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- CF1 Director (AR) (2 Mar 2010 to 4 Apr 2011)
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- CF1 Director (AR) (16 Mar 2009 to 30 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Aimpoint Wealth Partners Ltd
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controlled function added: (1)Employed By at Aimpoint Wealth Partners Ltd