Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (17 Dec 2009 to 21 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 21 Oct 2013)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
    • CF1 Director (AR) (26 Jul 2007 to 17 Dec 2009)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 25 Oct 2007)
  • Financial Focus Limited (no longer approved here)

    FRN 227498

    • Employed By (26 Aug 2004 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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