Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (1 Nov 2007 to 14 May 2021)
    • CF22 Investment Adviser (Trainee) (24 May 2007 to 31 Oct 2007)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (440)Employed By (14 Jun 2013 to 14 May 2021)
  • Charles Derby Wealth Ltd (no longer approved here)

    FRN 505189

    • Employed By (21 Sep 2009 to 14 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

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