Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Sep 2023 to 10 Jul 2025)
    • CF30 Customer (25 Jul 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 May 2013 to 25 Jun 2013)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2006 to 13 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.