Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Sep 2023 to 10 Jul 2025)
- CF30 Customer (25 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (21 May 2013 to 25 Jun 2013)
- CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Dec 2006 to 13 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.