Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 May 2020 to 30 Sep 2021)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
- CF1 Director (7 Jun 2010 to 8 Dec 2019)
- CF30 Customer (7 Jun 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 7 Jun 2010)
- CF1 Director (18 Oct 2004 to 30 Dec 2004)
- CF27 Investment Management (4 Jun 2004 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (27 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.