Nigel Mark Clee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phipps & Pritchard Financial Services (2009) Limited

    FRN 497405

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (12 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2009 to 5 Feb 2013)
    • Responsible for Insurance Mediation (1 Oct 2009 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Oct 2009 to 5 Feb 2013)
    • CF1 Director (1 Oct 2009 to 8 Dec 2019)
  • Phipps & Pritchard (no longer approved here)

    FRN 136859

    • (6)Employed By (1 Oct 1998 to 18 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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