Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (13 Oct 2011 to 31 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.