Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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South West Mortgage Brokers
FRN 590784
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- Responsible for Insurance Mediation (9 Jan 2013 to 30 Sep 2018)
- CF4 Partner (9 Jan 2013 to 8 Dec 2019)
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- CF4 Partner (AR) (15 Jan 2009 to 17 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.