Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2025)
    • CF1 Director (3 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (11 Oct 2013 to 8 Dec 2019)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (14 Jan 2009 to 15 Aug 2012)
    • CF1 Director (14 Jan 2009 to 9 Jul 2012)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.