Nigel Kenneth Dobson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (5 Nov 2010 to 14 Dec 2010)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 29 Nov 2010)
- CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 May 2004 to 1 Dec 2004)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (11 Jul 2003 to 30 Jun 2004)
- CF4 Partner (AR) (11 Jul 2003 to 30 Jun 2004)
Premier Financial Advice Ltd (no longer approved here)
FRN 212018
- (5)Employed By (29 May 2002 to 20 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.