Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Jun 2018 to 20 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (25 Jun 2018 to 20 Jul 2022)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Oct 2022)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.