Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF10 Compliance Oversight (23 Sep 2010 to 4 Nov 2013)
  • Expacare Limited (no longer approved here)

    FRN 134284

    • CF29 Significant management (1 Sep 2009 to 4 Jan 2011)
    • Responsible for Insurance Mediation (1 Sep 2009 to 4 Jan 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
    • CF1 Director (1 Dec 2001 to 5 Jan 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 5 Jan 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 24 Jun 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.