Nigel John Francis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (14 Feb 2024 to 12 Jan 2026)
- CF30 Customer (12 Feb 2024 to 12 Jan 2026)
Just Mortgages Direct Limited (no longer approved here)
FRN 404016
- (23)Employed By (12 Feb 2024 to 12 Jan 2026)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (2 Sep 2022 to 15 Dec 2023)
- [FCA CF] Functions requiring qualifications (2 Sep 2022 to 15 Dec 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (20 Nov 2020 to 12 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (5 May 2020 to 5 Sep 2022)
Uniec Prestige Ltd (no longer approved here)
FRN 544324
- Employed By (20 Nov 2020 to 12 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.