Nigel John Fitzpatrick

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (30 Aug 2011 to 25 Jan 2012)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (1 Nov 2007 to 24 Jun 2011)
- CF21 Investment Adviser (15 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Jul 2005 to 15 Dec 2005)
Portfolio Financial Consultancy Ltd (no longer approved here)
FRN 193483
- (9)Employed By (18 Feb 2005 to 6 Jun 2005)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (11 Sep 2002 to 22 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.