Nigel John Dyble

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Material risk taker (since 20 May 2022)
    • [FCA CF] Client dealing (since 20 Aug 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Aug 2005 to 31 Oct 2007)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Material risk taker (since 20 May 2022)
    • [FCA CF] Algorithmic trading (since 1 Mar 2020)
    • [FCA CF] Significant management (since 1 Mar 2018)
    • [FCA CF] Client dealing (since 1 Mar 2018)
    • [FCA CF] Manager of certification employee (since 1 Mar 2018)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 20 Feb 2018)
    • CF29 Significant management (20 Mar 2010 to 6 Mar 2016)
    • CF30 Customer (20 Mar 2010 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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