Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
FRN 119289
- SMF3 Executive Director (since 12 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Feb 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Feb 2022)
- CF10 Compliance Oversight (15 Feb 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Mar 2013 to 8 Dec 2019)
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- SMF3 Executive Director (since 22 Aug 2022)
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Franklin Templeton Fund Management Limited
FRN 122222
- SMF3 Executive Director (since 22 Aug 2022)
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- SMF3 Executive Director (since 30 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.