Nigel Howard Worton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Julius Baer International Limited (no longer approved here)
FRN 139179
- [FCA CF] Material risk taker (1 Apr 2020 to 29 May 2024)
- [FCA CF] Significant management (1 Apr 2020 to 29 May 2024)
- CF28 Systems and controls (19 Oct 2016 to 8 Dec 2019)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF28 Systems and controls (27 Oct 2009 to 24 Jan 2011)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
- CF15 Internal Audit (12 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.