Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aquila Financial Management Limited (no longer approved here)

    FRN 161585

    • CF30 Customer (1 Nov 2007 to 24 Dec 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2015)
    • CF24 Pension Transfer Specialist (16 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
    • CF1 Director (1 Jun 2004 to 31 May 2015)
    • CF3 Chief Executive (1 Jun 2004 to 31 May 2015)
    • CF11 Money Laundering Reporting (1 Jun 2004 to 31 May 2015)
    • CF8 Apportionment and Oversight (1 Jun 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Jun 2004 to 31 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.