Nigel Harvey Poole

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Meridan Pension Services Limited
FRN 841099
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 30 Sep 2020)
- SMF3 Executive Director (since 2 Mar 2020)
Peter Harding Practice Ltd (no longer approved here)
FRN 402110
- (24)Employed By (4 Sep 2012 to 28 Nov 2013)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (11 Jan 2010 to 28 Nov 2013)
Barbon Insurance Group Limited (no longer approved here)
FRN 308724
- CF1 Director (AR) (3 Jul 2007 to 9 Feb 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.