Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (since 31 Oct 2020)
- [FCA CF] Client dealing (since 31 Oct 2020)
- CF30 Customer (8 Apr 2016 to 8 Dec 2019)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Client dealing (since 31 Oct 2020)
- [FCA CF] Manager of certification employee (since 31 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.