Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2023)
  • Fortress Financial Services Limited (no longer approved here)

    FRN 836163

    • [FCA CF] Functions requiring qualifications (20 Jan 2021 to 30 May 2023)
  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • CF30 Customer (21 Jan 2010 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.