Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 8 Feb 2023)
- [FCA CF] Client dealing (10 Dec 2018 to 8 Feb 2023)
- CF30 Customer (1 Nov 2007 to 9 Dec 2018)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2011)
- CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.