Nigel Gordon Brain

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Leasing Options Limited
FRN 660061
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (22 Jun 2017 to 8 Dec 2019)
- CF8 Apportionment and Oversight (21 Apr 2015 to 11 Sep 2019)
- CF1 Director (21 Apr 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (21 Apr 2015 to 30 Sep 2018)
PREMIA SOLUTIONS LIMITED (no longer approved here)
FRN 310089
- CF1 Director (AR) (20 Jul 2010 to 13 Mar 2015)
Leasing Options Ltd (no longer approved here)
FRN 526349
- Employed By (20 Jul 2010 to 26 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.