Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgages in Bristol Limited
FRN 679671
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
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- CF21 Investment Adviser (1 Apr 2005 to 16 Nov 2006)
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- Employed By (12 May 2004 to 31 Mar 2005)
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- Employed By (29 May 2003 to 4 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.