Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2015 to 30 Sep 2018)
  • Belgrave Asset Management Limited (no longer approved here)

    FRN 410497

    • CF21 Investment Adviser (1 Apr 2005 to 16 Nov 2006)
  • Belgrave Asset Management Ltd (no longer approved here)

    FRN 206518

    • Employed By (12 May 2004 to 31 Mar 2005)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (29 May 2003 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.