Nigel Geoffrey Putt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (9 Sep 2019 to 17 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 17 May 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (31 Dec 2004 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2004 to 31 Dec 2004)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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