Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DREWRY FINANCIAL RESEARCH SERVICES LTD
FRN 572297
- SMF16 Compliance Oversight (since 17 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Mar 2022)
- CF11 Money Laundering Reporting (19 Nov 2013 to 8 Dec 2019)
- CF3 Chief Executive (19 Nov 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Nov 2013 to 8 Dec 2019)
- CF29 Significant management (13 Aug 2012 to 8 Dec 2019)
- CF1 Director (13 Aug 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.