Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DENTONS INVESTMENT SERVICES LIMITED
FRN 194538
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
- [FCA CF] Client dealing (since 23 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2024)
- CF30 Customer (1 Jun 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.