Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 May 2024)
- Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
- CF1 Director (AR) (since 17 May 2024)
- CF30 Customer (since 17 May 2024)
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A2Z Wealth Management Limited
FRN 1003941
- (2)Employed By (since 17 May 2024)
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- [FCA CF] Client dealing (19 Jul 2023 to 30 Nov 2023)
- [FCA CF] Functions requiring qualifications (19 Jul 2023 to 30 Nov 2023)
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- CF21 Investment Adviser (8 May 2003 to 17 Sep 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at A2Z Wealth Management Limited
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controlled function added: (2)Employed By at A2Z Wealth Management Limited