Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
    • CF1 Director (AR) (since 17 May 2024)
    • CF30 Customer (since 17 May 2024)
    • (2)Employed By (since 17 May 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (19 Jul 2023 to 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (19 Jul 2023 to 30 Nov 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 May 2003 to 17 Sep 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at A2Z Wealth Management Limited

  2. controlled function added: (2)Employed By at A2Z Wealth Management Limited