Nigel Eric Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Client dealing (since 22 Jan 2021)
    • [FCA CF] Material risk taker (since 22 Jan 2021)
  • NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 121921

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.