Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Jun 2017 to 8 Dec 2019)
    • CF1 Director (21 Jun 2017 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (7 Oct 2008 to 21 Jul 2010)
  • Peppermint Financial Solutions Ltd (no longer approved here)

    FRN 221177

    • (2)Employed By (7 Oct 2008 to 21 Jul 2010)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (1 Nov 2007 to 11 May 2008)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 14 Jul 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 13 May 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (31 Mar 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 31 Mar 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (31 Mar 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.