Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Debt Independent Ltd
FRN 779405
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Jun 2017 to 8 Dec 2019)
- CF1 Director (21 Jun 2017 to 8 Dec 2019)
-
- CF30 Customer (7 Oct 2008 to 21 Jul 2010)
-
- (2)Employed By (7 Oct 2008 to 21 Jul 2010)
-
- CF30 Customer (1 Nov 2007 to 11 May 2008)
- CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Jun 2005 to 14 Jul 2006)
-
- CF21 Investment Adviser (14 Jan 2005 to 13 May 2005)
-
- CF21 Investment Adviser (31 Mar 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 31 Mar 2004)
-
- CF21 Investment Adviser (31 Mar 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 31 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.