Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Business & Personal Investment Limited
FRN 425865
- [FCA CF] Manager of certification employee (since 14 Jul 2023)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF1 Director (20 Apr 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (20 Apr 2005 to 31 Mar 2009)
- CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (20 Apr 2005 to 28 Nov 2014)
- CF10 Compliance Oversight (20 Apr 2005 to 28 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.