Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (31 Jan 2014 to 17 Jul 2014)
- CF1 Director (30 Jan 2008 to 7 Dec 2011)
- CF27 Investment Management (22 May 2006 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Sep 2002 to 18 Feb 2004)
- CF2 Non Executive Director (1 Sep 2002 to 24 Nov 2003)
- CF10 Compliance Oversight (1 Sep 2002 to 24 Nov 2003)
- CF11 Money Laundering Reporting (1 Sep 2002 to 24 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.