Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 27 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (12 Apr 2016 to 9 Dec 2019)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 5 May 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 5 May 2015)
    • CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.