Nigel David Jose Fawcett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RMB FINANCIAL MANAGEMENT (UK) LIMITED (no longer approved here)

    FRN 488850

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (17 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (17 Nov 2008 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF1 Director (AR) (18 Apr 2006 to 24 Nov 2008)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
  • RMB Financial Management (UK) Ltd (no longer approved here)

    FRN 192704

    • (1)Employed By (31 May 2002 to 24 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.