Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Sep 2022)
    • [FCA CF] Client dealing (since 28 Sep 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (11 Feb 2020 to 4 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (20 Apr 2011 to 4 Nov 2022)
  • Love Financial Services Ltd (no longer approved here)

    FRN 809300

    • Employed By (11 Feb 2020 to 4 Nov 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (10 Feb 2016 to 12 Mar 2019)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (10 Feb 2016 to 4 Nov 2022)
  • Finch's Independent Financial Advisers Ltd (no longer approved here)

    FRN 134263

    • Employed By (12 Mar 2015 to 4 Nov 2022)
  • HY Financial Planning Limited (no longer approved here)

    FRN 190144

    • Employed By (12 Mar 2015 to 4 Nov 2022)
  • Retirement Secured Ltd (no longer approved here)

    FRN 597783

    • Employed By (24 Jul 2013 to 4 Nov 2022)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (2 Mar 2013 to 16 Oct 2018)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (20 Apr 2011 to 4 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.