Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alexander James Financial Planning Limited
FRN 605325
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Nov 2020)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2008)
- CF21 Investment Adviser (11 Nov 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Dec 2002 to 11 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.