Nigel Brian Rosenfeld

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MARK BATES LIMITED
FRN 308390
- CF1 Director (AR) (since 9 Dec 2019)
- CF1 Director (AR) (9 Jun 2018 to 8 Dec 2019)
NBR Mobility Ltd
FRN 833459
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (27 Feb 2019 to 8 Dec 2019)
NBR Mobility Ltd
FRN 451173
- (1)Employed By (since 9 Jun 2018)
- (1)Employed By (6 Aug 2010 to 30 May 2018)
First Senior Finance Limited (no longer approved here)
FRN 726510
- CF1 Director (AR) (27 Oct 2016 to 30 May 2018)
First Senior Insurance Services Limited (no longer approved here)
FRN 308478
- CF1 Director (AR) (6 Aug 2010 to 30 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.