Nigel Atkinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atkinson Financial Services Limited

    FRN 915934

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)
    • [FCA CF] Client dealing (since 1 Jun 2020)
    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF16 Compliance Oversight (since 1 Jun 2020)
  • Winders Wealth Management Limited (no longer approved here)

    FRN 197136

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2004)
    • CF1 Director (1 Dec 2001 to 31 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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