Nigel Anthony Tyrrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tyrrell & Company Independent Financial Advisers LLP

    FRN 606307

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (10 Dec 2013 to 8 Dec 2019)
    • CF30 Customer (10 Dec 2013 to 8 Dec 2019)
    • CF4 Partner (10 Dec 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Dec 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (10 Dec 2013 to 8 Dec 2019)

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