Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Significant management (since 22 Jan 2021)
- [FCA CF] Manager of certification employee (1 Mar 2024 to 21 Mar 2024)
- SMF3 Executive Director (12 Nov 2019 to 10 Dec 2020)
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Significant management (since 22 Jan 2021)
- [FCA CF] CASS oversight function (since 22 Jan 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 10 Dec 2020)
- CF29 Significant management (12 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.