Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 25 Apr 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 25 Apr 2023)
    • CF30 Customer (6 Aug 2013 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (13 Sep 2011 to 26 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.