Nidhi Bansal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 15 Mar 2023)
    • [PRA CF] Managing a material risk taker (since 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2022)
    • [FCA CF] Manager of certification employee (since 13 Aug 2018)
    • [FCA CF] Client dealing (since 13 Oct 2016)
    • [FCA CF] Manager of certification employee (21 Nov 2016 to 1 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (9 May 2016 to 9 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 15 Mar 2023)
    • [FCA CF] Manager of certification employee (since 18 Jul 2022)
    • [PRA CF] Managing a material risk taker (since 24 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Apr 2022)
    • [FCA CF] Client dealing (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 3 Jul 2018)

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Updates to this individual's record on the FCA register.

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