Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Manager of certification employee (since 8 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2023)
- [FCA CF] Material risk taker (since 2 Oct 2023)
- [FCA CF] Manager of certification employee (2 Oct 2023 to 6 Mar 2025)
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- [PRA CF] Managing a material risk taker (18 Oct 2022 to 10 Feb 2023)
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- [FCA CF] Significant management (18 Aug 2022 to 30 Jun 2023)
- [PRA CF] Managing a material risk taker (17 Jan 2022 to 13 Jul 2023)
- [FCA CF] Manager of certification employee (1 Oct 2018 to 30 Jun 2023)
- [FCA CF] Client dealing (1 Oct 2018 to 30 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (18 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.