Nicole Suzanne Vettise

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Manager of certification employee (since 31 Oct 2022)
- [FCA CF] Client dealing (since 17 Jan 2022)
Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2021)
- CF30 Customer (6 Feb 2019 to 8 Dec 2019)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (9 Jun 2017 to 14 Dec 2018)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (9 Jun 2017 to 14 Dec 2018)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (9 Jun 2017 to 14 Dec 2018)
RBC Global Asset Management (UK) Limited (no longer approved here)
FRN 189154
- CF30 Customer (14 Jan 2015 to 19 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.