Nicole Sarah Tranmer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Client dealing (1 Jul 2020 to 9 Aug 2023)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2020)
- CF30 Customer (15 Dec 2016 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (4 Jul 2011 to 10 Oct 2016)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Dec 2009 to 10 Oct 2016)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (1 Dec 2009 to 10 Oct 2016)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 10 Oct 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 1 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.