Nicole Harrington

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evenlode Investment Management Limited

    FRN 767844

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
    • [FCA CF] Material risk taker (1 Apr 2023 to 30 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2025)
    • CF1 Director (30 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 May 2017 to 8 Dec 2019)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2023)
    • CF11 Money Laundering Reporting (16 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Oct 2017 to 8 Dec 2019)
  • Wise Funds Limited (no longer approved here)

    FRN 768269

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2022)
    • CF10 Compliance Oversight (23 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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