Nicole Dawn Wright

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon
FRN 122467
- [FCA CF] Significant management (since 5 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (25 Oct 2023 to 5 Aug 2025)
The Bank of New York Mellon (International) Limited
FRN 183100
- [FCA CF] Significant management (since 5 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (25 Oct 2023 to 5 Aug 2025)
PERSHING SECURITIES LIMITED
FRN 146576
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Sep 2021 to 16 Sep 2022)
- CF10 Compliance Oversight (17 Apr 2018 to 8 Dec 2019)
INVESTMENT FUND SERVICES LIMITED (no longer approved here)
FRN 464193
- CF10 Compliance Oversight (12 Dec 2011 to 21 Jan 2013)
BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD. (no longer approved here)
FRN 190266
- CF11 Money Laundering Reporting (24 Jul 2008 to 28 Nov 2011)
- CF10 Compliance Oversight (17 Jan 2006 to 18 Feb 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.